Minnesota

May 3, 2023                    CERTIFIED MAIL

Cody Groen, Authorized Agent

Little Sprouts Learning Ceneter

713 5th Avenue NE

Sleepy Eye, MN 56085-1511

License Number 1094279-Child Care Center

Report Number 202301068

DETERMINATION OF MALTREATMENT

AND ORDER TO PAY A FINE

Dear Cody Groen:

The Department of Human Services (DHS) determined that Little Sprouts Learning Center located at 500 4th Avenue SW, Sleepy Eye, MN is responsible for maltreatment by neglect. Based on this determination, DHS is ordering you to pay a fine of $1000. Details of our findings are provided below and in the enclosed Investigation Memorandum for report 202301068. Our next steps and your options are also detailed.

I. Determination of Maltreatment

It was reported that an alleged victim (AV) was severely burned when a staff person (SP4) left a cup with hot water within reach of the AV.

Based on the maltreatment investigation, DHS determined that Little Sprouts Learning Center was responsible for neglect of the AV. See the enclosed Investigation Memorandum for more information.

Legal Authority: Minnesota Statutes, section 260E.30, subdivision 2, paragraph (a).

Fine: $1,000

Licensing Violations

DHS determined that your program failed to follow the standards described below.

Facility

1. Violation: Hazardous objects were accessible to children.

On February 2, 2023, an infant had access to a cup with hot water. The child spilled the water and sustained second degree burns.

Citation: Minnesota Statutes, section 245A.66, subdivision 2, paragraph (e) and Minnesota Rules, part 9503.0140, subpart 17

Corrective Action Required: Correct immediately and submit written documentation within 30 days of receipt of this letter detailing how compliance has been achieved. You must maintain compliance going forward.

Risk Reduction Plan

2. Violation: The risk reduction plan did not include development and implementation of policies and procedures or refer to existing policies and procedures that minimize the risk of harm or injury to children that included burns from hot food or beverages, whether served to children or being consumed by caregivers, and the devices used to warm food and beverages.

On February 9, 2023, a review of the risk reduction plan showed that there was no information regarding how to minimize risk of harm or injury to a child from burns from hot food or beverages.

Citation: Minnesota Statutes, section 245A.66, subdivision 2, paragraph (d)

Corrective Action Required: Correct immediately and submit written documentation within 30 days of receipt of this letter detailing how compliance has been achieved. You must maintain compliance going forward.

3. Violation: The program did not evaluate the risk reduction plan each calendar year.

On February 9, 2023, there was no documentation to verify that an annual evaluation of the center's risk reduction plan had been completed in 2022.

Citation: Minnesota Statutes, section 245A.66, subdivision 3, paragraph (b)

Corrective Action Required: Correct immediately and submit written documentation within 30 days of receipt of this letter detailing how compliance has been achieved. You must maintain compliance going forward.

Submissions required as part of the corrective action ordered must be sent to your Licensor at:

Commissioner, Department of Human Services

ATTN: Samantha Wueste

c/o Licensing Division

PO Box 64242

St. Paul, MN 55164-0242

II. Order to Pay a Fine

Because DHS determined that Little Sprouts Learning Center is responsible for maltreatment you must pay a $1000 fine.

Legal Authority: Minnesota Statutes, section 245A.07, subdivision 3, paragraph (c), subparagraph (4).

Billing and Payment of the Fine

DHS will send you an invoice for the $1000 fine. Payment must be made as directed on the invoice.

If you request a contested case hearing, as described below, do not pay the fine at this time. After the contested case hearing, the Commissioner of DHS will issue a final order.

Please note, you may not avoid payment of this fine by closing, selling, or otherwise transferring the license to a third party. If this occurs, each controlling individual is personally and jointly responsible for payment.

If you do not pay the fine on or before the date specified on the invoice and you did not request a contested case hearing, as described below, the Commissioner may issue a second fine, may not issue or reissue a license, or may suspend the license until the license holder pays the fine.

III. YOUR RIGHT TO APPEAL

You have right to appeal the maltreatment determination and/or fine. Please see options below.

Should you exercise your rights to appeal send:

1.

Certified mail to:

Personal delivery to:

Commissioner, Department of Human Services

Office of Inspector General

Legal Counsel’s Office

Attention: Licensing Legal Unit

PO Box 64953

St. Paul, MN 55164-0953

Commissioner, Department of Human Services

Office of Inspector General

Legal Counsel’s Office

Attention: Licensing Legal Unit

444 Lafayette Road North

St. Paul, MN 55155

Right to appeal the fine and maltreatment determination

You have the right to appeal the fine and maltreatment determination. Your request must be in writing and clearly state that you are requesting a contested case hearing for this matter. Your request must be made before the deadlines provided below. If you do not meet this deadline, you lose your right to an administrative appeal. The timeline to appeal began when you received this order.

If you are mailing your request, it must be sent by certified mail and postmarked within 15 calendar days from when you received this order. See address, Section III.

If your request is being personally delivered, it must be received by DHS within 15 calendar days from when you received this order. See address, See address, Section III.

Upon DHS’ receipt of your timely appeal, your case would be scheduled for a contested case hearing in front of an Administrative Law Judge. After this hearing, the Commissioner of DHS will issue a final order.

2. Request for reconsideration of the maltreatment determination only

If you do not appeal the fine, you may still request reconsideration of the maltreatment determination. Your request must be made before the deadlines provided below. If you do not meet this deadline, you lose your right to request reconsideration. The timeline to request reconsideration began when you received this order.

Your request must:

· Be in writing

· Clearly state that you are requesting reconsideration of the maltreatment determination

· Identify what is inaccurate or incomplete about the information in the Investigation Memorandum

· Supply information that is accurate or more complete

· State why you believe the finding of maltreatment should be changed

· Be made before the deadlines provided below.

Your request must be postmarked within 15 calendar days from when you received this order. See address, Section III.

A response to your reconsideration request will be mailed within 15 working days after DHS receives your request. You have the right to request a fair hearing if a response is not mailed within 15 working days.

3. Right to appeal the order to pay a fine only

You have the right to only appeal the fine. Your request must be in writing and clearly state that you are requesting a contested case hearing for this matter. Your request must be made before the deadlines provided below. If you do not meet this deadline, you lose your right to an administrative appeal. The timeline to appeal began when you received this order.

If you are mailing your request, it must be sent by certified mail and postmarked within 10 calendar days from when you received this order. See address, Section III.

If your request is being personally delivered, it must be received by DHS within 10 calendar days from when you received this order. See address, Section III.

Upon DHS’ receipt of your timely appeal, your case would be scheduled for a contested case hearing in front of an Administrative Law Judge. After this hearing, the Commissioner of DHS will issue a final order.

Legal representation at the contested case hearing

You do not need a lawyer to appeal. However, a lawyer can help you with your appeal. The state or county will not get you a lawyer and will not pay for a lawyer. If you cannot afford a lawyer, you may be able to get free legal advice or help with your appeal. To find out if free help is available, contact: Volunteer Lawyers Network at 612-752-6677; Central Minnesota Legal Services at 612-332-8151; Southern Minnesota Legal Services at 651-222-4731; or go to www.justice4mn.org to find a local legal services program that may be able to help you.

You can also find information on contested cases from the Office of Administrative Hearings website at https://mn.gov/oah/self-help. Click on Administrative Law Overview, then click on Administrative Law Contested Case Hearing Guide for a list of frequently asked questions.

Posting of this licensing action

You are required to place this Maltreatment Determination and Order to Pay a Fine in a place that is clearly noticeable to the people receiving services and all visitors to the facility for two years, even if you appeal.

Legal authority for this licensing action

· This action is taken under Minnesota Statutes, section 245A.07, subdivision 1, paragraph (a), which describes under which conditions DHS may impose a fine against a license.

· Minnesota Statutes, section 245A.07, subdivision 3, paragraph (c), clause (4), item (i) provides that DHS may impose a $1000 fine for each determination of maltreatment of a child under section 260E for which the license holder is determined responsible.

· In determining whether the facility, an individual, or both are responsible for substantiated maltreatment, DHS must consider the mitigating factors provided in Minnesota Statutes, section 260E.30, subdivision 4, paragraph (a), clauses (1) and (2).

· Minnesota Statutes, section 245A.07, subdivision 3, paragraph (c), clause (5) states that license holders may not avoid payment of a fine by closing, selling, or transferring a license.

· License holders have a right to appeal licensing actions and request a contested case hearing, under Minnesota Statutes, chapter 14 and Minnesota Rules, parts 1400.8505 to 1400.8612.

· License holders have a right to request reconsideration of a maltreatment determination, under Minnesota Statutes, section 260E.33, subdivision 2, paragraph (a) and (b).

· The requirement to post this order in a clearly visible location is required under Minnesota Statutes, section 245A.07, subdivision 5.

· Minnesota Statutes, section 245A.04, subdivision 7, paragraph (d), clause (4), states that DHS shall not issue or reissue a license if the applicant, license holder, or controlling individual has an outstanding debt related to a license fee, licensing fine, or settlement agreement for which payment is delinquent.

· Minnesota Statutes, section 245A.07, subdivision 3, paragraph (c), clause(2), states that that the license holder shall pay the fine assessed on or before the payment date specified, and if the license holder does not do so the commissioner may issue a second fine or suspend the license until the license holder complies.

Questions

If you have any further questions regarding this matter, you may contact Melanie Daniel, Supervisor, at 651-431-6559.

Sincerely,

Text, letter

Description automatically generated

Alyssa Dotson, Deputy Inspector General

Office of Inspector General

Licensing Division

Enclosure


PO Box 64242 • Saint Paul, Minnesota • 55164-0242 • An Equal Opportunity and Veteran Friendly Employer

https://mn.gov/dhs/general-public/licensing/