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December 5, 2024 CERTIFIED MAIL Trinh Duong 1111 98th Lane Northeast Blaine, MN 55434-3522 License Number 1114861 FCC ORDER OF CONDITIONAL LICENSE ORDER TO PAY A FINE Dear Trinh Duong: Based on the recommendation of Anoka County Human Services Division (Anoka County), the Department of Human Services (DHS) is placing your license to provide family child care at 1111 98th Lane Northeast, Blaine, MN on conditional status for one year, beginning December 5, 2024. This means you must meet certain conditions to maintain your license, detailed below. This order is based on your level of noncompliance with family child care licensing requirements. Our next steps and your options are also provided below. In addition, DHS is ordering you to pay a fine of $200. Details of our findings are provided below. REASON FOR THE CONDITIONAL LICENSE 1. Commissioner’s evaluation of program In determining whether a licensing action is warranted, DHS evaluated the facts, conditions, and circumstances concerning your program’s operation. This includes consideration of the well-being of children served in your program, available evaluations from consumers of your program, and information about the qualifications of caregivers working in your program. Specifically because you failed to comply with previously issued correction orders, because you failed to maintain a fire extinguisher, because you failed to submit verification of rabies vaccinations, because you failed to submit documentation that you had obtained at least four hours of child development and learning and behavior guidance, because you failed to submit documentation that you and an adult caregiver have completed the annual Sudden Unexpected Infant Death (SUID) and Abusive Head Trauma (AHT) training, because you failed to submit documentation that you have completed the 16 hours of annual training, because you failed to submit documentation that you have completed at least two hours of annual active supervision training and because you had numerous paperwork violations. DHS has determined that it is appropriate to place your license on conditional status based on the violations identified below and the program evaluation. Legal Authority: Minnesota Statutes, section 245A.04, subdivision 6. 2. Failure to comply with licensing laws and rules As a result of previous licensing visits, Anoka County determined that your program failed to comply with the laws and rules for licensed family child care. DHS has considered the nature, chronicity, and severity of these violations, which are provided below. Legal Authority: Minnesota Statutes, section 245A.06, subdivision 1. Nature, history and severity of violations Licensing history The following violations summarize the nature of your previous licensing violations. Because these violations are now conclusive, the individual violations are not within the scope of your appeal rights. Please refer to the previously issued correction orders for further details on these violations. If you do not have copies of these orders, contact your Anoka County licensor for assistance. DHS also considered this history as a factor when it determined that a Conditional License is appropriate. · September 30, 2024, Correction Order, which cited you for failing to comply with two previously issued corrections from September 10, 2024, and August 12, 2024. · September 10, 2024, Correction Order, which cited the following violations: o You failed to comply with a previously issued correction order on August 12, 2024. o You failed to maintain your fire extinguisher as required. o You failed to submit documentation that two dogs had rabies vaccinations as required. o You failed to submit documentation that you had obtained at least four hours of child development and learning and behavior guidance training annually as required. o You failed to submit documentation you and an adult caregiver have completed the annual SUIDS and AHT training as required. o You failed to submit documentation that you have completed the 16 hours of annual training as required. o You failed to submit documentation that you have completed at least two hours of annual active supervision training as required. · August 12, 2024, Correction Order, which cited the following violations: o You failed to ensure that all electrical receptacles were inaccessible to children when two outlets were not shielded as required. o You failed to follow required sanitation and health requirements when you administered sunscreen to children without written permission. o You failed to ensure that the maltreatment reporting policy was available to parents or guardians as required. o You failed to submit documentation that you had provided parents the form stating that you did not have liability insurance. o You failed to document the date and time that storm and fire drills were conducted. o You failed to have your written emergency plan available and ready for review. o You failed provide documentation that you obtained all required information prior to enrollment for several children in care to the extent that you did not even know the names of the children you were caring for. o You failed to provide documentation that you obtained written consent from parents for emergency medical treatment for several children in care. o You failed to provide documentation that you reviewed the U.S. Consumer Product Safety Commission (USCPSC) website to verify if a crib was marked safe or unsafe. o You failed to provide documentation that you completed monthly crib inspections as required. Severity of violations Due to the serious and chronic nature of these violations, and the conditions in the program, which impact the health and safety of children served in your care, your license to provide family child care is placed on a conditional status. Conditional License Terms In addition to the licensing rules and statutes for family child care, you are required to comply with the following terms: 1. You follow and comply with all applicable Minnesota Rules and Laws. 2. No variances to age distribution or capacity will be granted during the conditional period. 3. You must work with Anoka County to obtain a mentor to work on ensuring you are following all family child care rules and laws. The mentor must be obtained within 30 days of the issuance of this order and must be approved by Anoka County. Upon completion of working with the mentor you must submit a summary to Anoka County of what you learned and changes you will implement into your program to support required compliance with licensing regulations including record keeping, paperwork and training. 4. You must complete six hours of additional training within 90 days of this order. The training is in addition to the annual training requirements as listed in Minnesota Statutes, section 245A.50. The training must include four hours in the topic of professionalism, and/or record keeping. You must obtain approval from Anoka County that the training is appropriate, and you must submit documentation of your attendance to Anoka County. 5. You must provide Anoka County with a current enrollment within 30 days of this order. You must notify Anoka County prior to the enrollment of any new children in your family child care, including drop-in children. Anoka County must approve all new enrollments prior to you providing care. 6. You must submit daily attendance records to Anoka County on a monthly basis. The records must be submitted by the 5th of each month for the previous month starting 60 days after of the issuance of this order. The records must show the name and the date of birth of each child, the days, and hours they were in your care, and must include parent sign in and sign out signatures. You must require every parent/guardian who brings a child into your program to sign in and out their child each day. 7. You must either provide a copy of the Order to Pay a Fine and Order of Conditional License to parents of children in care or document that all parents have been given an opportunity to review the order. You must obtain parent signatures of each currently enrolled child, indicating they have either received a copy of the order or had an opportunity to review the order and submit documentation of compliance with this term to Anoka County within 30 days of this order. For new families, you must submit documentation of compliance with this term to Anoka County within 5 days of any child’s admission to your child care program. Ongoing Monitoring Your Anoka County licensor will monitor your compliance with these terms and with all of the family child care rules and laws. This will include unannounced visits. If you fail to demonstrate substantial compliance with family child care requirements or with the terms of your conditional license that are provided above, DHS may take an additional licensing sanction, including a revocation of your license. REASON FOR FINE Failure to Comply with Correction Order On August 7, 2024, Anoka County completed a licensing inspection at your program. You were issued a correction order for the following violations: o You failed to ensure that all electrical receptacles were inaccessible to children when two outlets were not shielded as required. o You failed to follow required sanitation and health requirements when you administered sunscreen to children without written permission. o You failed to ensure that the maltreatment reporting policy was available to parents or guardians as required. o You failed to submit documentation that you had provided parents the form stating that you did not have liability insurance. o You failed to document the date and time that drills were conducted. o You failed to have your written emergency plan available and ready for review. o You failed provide documentation that you obtained all required information prior to enrollment for several children in care to the extent that you did not even know the names of the children you were caring for. o You failed to provide documentation that you obtained written consent from parents for emergency medical treatment for several children in care. o You failed to provide documentation that you reviewed the U.S. Consumer Product Safety Commission (USCPSC) website to verify if a crib was marked safe or unsafe. o You failed to provide documentation that you completed monthly crib inspections as required. You were to correct the items and submit documentation to Anoka County by August 16 and August 31, 2024. You failed to correct and submit documentation for the items cited. On September 10, 2024, Anoka County completed a follow up review of your program. You were issued a correction order for the following violations: o You failed to comply with a previously issued correction order on August 12, 2024. o You failed to maintain your fire extinguisher as required. o You failed to submit documentation that two dogs had rabies vaccinations as required. o You failed to submit documentation that you had obtained at least four hours of child development and learning and behavior guidance training annually as required. o You failed to submit documentation you and an adult caregiver have completed the annual SUIDS and AHT training as required. o You failed to submit documentation that you have completed the 16 hours of annual training as required. o You failed to submit documentation that you have completed at least two hours of annual active supervision training as required. You were to correct the items and submit documentation to Anoka County immediately. You failed to correct and submit documentation for the items cited. On September 30, 2024, Correction Order, which cited you for failing to comply with two previously issued corrections from September 10, 2024, and August 12, 2024. You were to correct the items and submit documentation to Anoka County immediately. You failed to correct and submit documentation for the item cited. Statute Violated: Minnesota Statutes, section 245A.06, subdivision 3. Fine: $200 YOUR APPEAL/RECONSIDERATION RIGHTS If You Wish to Appeal the Fine and the Conditional License, or Just the Fine You have the right to appeal both the fine and the conditional license, or only the fine. Your request must be in writing and clearly state that you are requesting a contested case hearing for this matter. Your request must be made before the deadlines provided below. If you do not meet this deadline, you lose your right to an administrative appeal. The timeline to appeal began when you received this order. If you are mailing your request, it must be sent by certified mail and postmarked within 10 calendar days from when you receive this order. Please send it to: Commissioner, Department of Human Services Office of Inspector General Legal Counsel’s Office Attention: Licensing Legal Unit PO Box 64953 St. Paul, MN 55164-0953 If your request is being personally delivered, it must be received by DHS within 10 calendar days from when you receive this order. Please bring it to: Commissioner, Department of Human Services Office of Inspector General Legal Counsel’s Office Attention: Licensing Legal Unit 444 Lafayette Road North St. Paul, MN 55155 Upon DHS’ receipt of your timely appeal, your case would be scheduled for a contested case hearing in front of an Administrative Law Judge. Following this hearing, the Commissioner of DHS will issue a final order. If You Wish to Only Appeal the Conditional License If you are not appealing the fine, you do not have a right to a contested case hearing. However, you have the right to request reconsideration of the conditional license and the cited violations. Your request must: · Be in writing · Clearly state that you are requesting reconsideration of the conditional license · List each citation you are challenging and identify what is inaccurate or incomplete about the information in the order · Supply information that is accurate or more complete · State why you believe your license should not be on a conditional status · Be made before the deadlines provided below If you are mailing your request, it must be sent by certified mail and postmarked within 10 calendar days from when you received this order. If you do not meet this deadline, you lose your right to request reconsideration. The timeline to appeal began when you received this order. Please send it to: Commissioner, Department of Human Services Office of Inspector General Licensing Division Attention: Legal Unit PO Box 64242 St. Paul, MN 55164-0242 If your request is being personally delivered, it must be received by DHS within 10 calendar days from when you received this order. Please bring it to: Commissioner, Department of Human Services Office of Inspector General Licensing Division Attention: Legal Unit 444 Lafayette Road North St. Paul, MN 55155 Billing and Payment of the Fine DHS will send you an invoice for the $200 fine. Payment must be made as directed on the invoice. If you request a contested case hearing, as described above, do not pay the fine at this time. Following the contested case hearing, the Commissioner of DHS will issue a final order on this matter. Please note, you may not avoid payment of this fine by closing, selling, or otherwise transferring the license to a third party. If this occurs, you are personally responsible for payment. If you do not pay the fine on or before the date specified on the invoice and you did not request a contested case hearing, as described above, the Commissioner may issue a second fine, may not issue or reissue a license, or may suspend the license until the license holder pays the fine. Conditional license stayed pending reconsideration If you request reconsideration within the timeframes described above, the terms of the conditional license will not take effect until a decision is issued by DHS. If the conditional license is affirmed on reconsideration, the terms would take effect on the date of the reconsideration decision, and run for one year from that date. You continue to be required to comply with all family child care laws and rules. Legal representation at the contested case hearing You do not need a lawyer to appeal. However, a lawyer can help you with your appeal. The state or county will not get you a lawyer and will not pay for a lawyer. If you cannot afford a lawyer, you may be able to get free legal advice or help with your appeal. To find out if free help is available, contact: Volunteer Lawyers Network at 612-752-6677; Central Minnesota Legal Services at 612-332-8151; Southern Minnesota Legal Services at 651-222-4731; or go to www.lawhelpmn.org to find a local legal services program that may be able to help you. You can also find information on contested cases from the Office of Administrative Hearings website at https://mn.gov/oah/self-help. Click on Administrative Law Overview, then click on Administrative Law Contested Case Hearing Guide for a list of frequently asked questions. Posting of this licensing action You are required to place this Order to Pay a Fine and Order of Conditional License in a place that is clearly noticeable to the people receiving services and all visitors to the facility for two years, even if you appeal. Prohibition against providing legally unlicensed child care If this action is not reversed on appeal, you will not be allowed to provide legally unlicensed child care to unrelated children. Operating an unlicensed family child care home is a misdemeanor offense. Legal authority for this licensing action · This action is taken under Minnesota Statutes, section 245A.07, subdivision 1, paragraph (a), which describes under which conditions DHS may impose a fine against a license. · DHS may impose a $200 fine for each health, safety, or supervision licensing violation under Minnesota Statutes, section 245A.07, subdivision 3, paragraph (c)(4)(iv). · Minnesota Statutes, section 245A.07, subdivision 3, paragraph (c)(5) states that license holders may not avoid payment of a fine by closing, selling, or transferring a license. · Minnesota Statutes, section 245A.04, subdivision 7, paragraph (d)(4), states that DHS shall not issue or reissue a license if the applicant, license holder, or controlling individual has an outstanding debt related to a license fee, licensing fine, or settlement agreement for which payment is delinquent. · Minnesota Statutes, section 245A.07, subdivision 3, paragraph (c)(2), states that that the license holder shall pay the fine assessed on or before the payment date specified, and if the license holder does not do so the commissioner may issue a second fine or suspend the license until the license holder complies. · The timeline to request reconsideration of the order of conditional license is provided in Minnesota Statutes, section 245A.06, subdivision 4. · License holders have a right to appeal licensing actions and request a contested case hearing, under Minnesota Statutes, chapter 14 and Minnesota Rules, parts 1400.8505 to 1400.8612. · If a license holder files a timely reconsideration request, the terms of the conditional license are stayed pending a decision by DHS under Minnesota Statutes, section 245A.06, subdivision 4. · Under Minnesota Statutes, section 245A.06, subdivision 4, if DHS issues a dual order to pay a fine and a conditional license and the license holder appeals both the fine and the conditional license, DHS will not do a separate reconsideration of the conditional license. If the license holder does not appeal the fine but requests reconsideration of the conditional license, then the license holder does not have a right to a hearing and DHS will conduct a reconsideration of the conditional license. · The requirement to post this order in a clearly visible location is required under Minnesota Statutes, section 245A.06, subdivision 8. OR The requirement to post this order in a clearly visible location is required under Minnesota Statutes, section 245A.07, subdivision 5. · Minnesota Statutes, Chapter 245A.03, subdivision 2b, subdivision 1 states that a child care provider who has received a Fine or Conditional Order under Minnesota Statutes, Section 245A.07 that has not been reversed on appeal may not provide unlicensed child care to non-relatives. · Operating a prohibited unlicensed family child care program is a misdemeanor offense under Minnesota Statutes, Section 245A.03, subdivision 3. Questions If you have any further questions regarding this matter, you may contact Beth Donahue, Supervisor, at 651-431-6565. Sincerely,
Alexandra Keys, Manager Family Child Care Unit Licensing Division Office of Inspector General cc: Marissa Stark, Anoka County Human Services Division
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