Minnesota Minnesota

Community-Based Services Manual (CBSM)

Community-Based Services Manual (CBSM)


Waiver/AC service provider overview

Page posted: 1/23/14

Page reviewed: 12/5/17

Page updated: 12/31/20

Legal authority

Federally approved BI, CAC. CADI, DD and EW waiver plans, federally approved AC 1115 demonstration, Minn. Stat. Chapter 245D, Minn. Stat. §256B.4912, subd. 1 and 5, Minn. Stat. §256B.4912, subd.1 (b) and (c), Minn. Stat. Chapter 245C

Overview

All home and community-based waiver and Alternative Care (AC) service providers must comply with Medical Assistance (MA) and federally approved state service standards. All providers must work within their license, certification or other requirements.

DHS categorizes waiver/AC services into two groups: DHS enrollment-required services and DHS or lead agency approval-option services.

DHS enrollment-required services

DHS enrollment-required services must be delivered by providers enrolled with DHS as Minnesota Health Care Programs (MHCP) providers. For a list of services, refer to the DHS enrollment-required services section.

DHS or lead agency approval-option services

DHS or lead agency approval-option services can be delivered by MHCP-enrolled providers or qualified vendors approved by willing lead agencies. For a list of services, refer to the DHS or lead agency approval-option services section.

Lead agency approval

For information about how the lead agency approves an approval-option service provider, refer to CBSM – Lead agency oversight of waiver/AC approval-option service vendors. For training on this policy and process, refer to TrainLink Course – Lead agency oversight of HCBS waiver/AC approval-option service vendors.

DHS enrollment-required services

All DHS enrollment-required services also require providers to have a license or certification. Each service links to an individual CBSM page with more information.

Services licensed by DHS or MDH

To deliver the following DHS enrollment-required services, the provider must have a license from DHS or the Minnesota Department of Health (MDH):

  • · 24-hour emergency assistance/non-equipment.
  • · Adult companion services (excludes providers who are an adult companion provider under the Corporation for National and Community Services Senior Companion Program).
  • · Adult day services.
  • · Adult day services bath.
  • · Community residential services.
  • · Crisis respite.
  • · Customized living.
  • · Day support services.
  • · Employment development.
  • · Employment exploration.
  • · Employment support.
  • · Extended home care services (nursing, home health aide and therapies).
  • · Family adult day services (FADS).
  • · Family residential services.
  • · Foster care for adults.
  • · Homemaker (excludes providers who deliver cleaning services only; refer to approval-option section).
  • · Individual community living supports (ICLS).
  • · Individualized home supports (without training, with training and with family training).
  • · Integrated community supports.
  • · Night supervision.
  • · Personal support.
  • · Positive support services (formerly behavioral support).
  • · Prevocational services.
  • · Respite.
  • · Specialist services.
  • In some cases, a person who receives Chapter 245D basic support services can use an excluded provider who meets requirements on CBSM – Exclusions from 245D licensure.

    Services requiring certification

    To deliver the following DHS enrollment-required services, the provider must have a service-specific certification:

  • · Assistive technology/assessment.
  • · Environmental accessibility adaptations (EAA) home and vehicle modification assessment.
  • · Extended personal care assistance (PCA).
  • · Family caregiver coaching and counseling with assessment (AC, ECS, EW).
  • · Family memory care (FMC) (AC, EW).
  • · Family training and counseling/counseling (BI, CAC, CADI, DD).
  • · Home-delivered meals.
  • · ILS therapies.
  • · Nutrition services.
  • · Transportation/specialized.
  • Age requirement

    All enrolled individual providers must be 18 years of age or older, with the exception of CDCS and chore services. This does not limit people who are 16-17 years old from working for an agency when they are in compliance with federal or state labor laws.

    DHS or lead agency approval-option services

    DHS or lead agency approval-option services include direct-delivery services and purchased-item services. For information about how the lead agency approves an approval-option service provider, refer to CBSM Lead agency oversight of waiver/AC approval-option service vendors. For training on this policy and process, refer to TrainLink Course – Lead agency oversight of HCBS waiver/AC approval-option service vendors.

    Approval-option: direct-delivery services

    A direct-delivery service is delivered by a person in or around the home, or in a non-commercial vehicle. Direct-delivery services include:

  • · AC discretionary services – one-on-one (refer to Minn. Stat. §256B.0913, subd. 5(19)).
  • · Chore services.
  • · EAA home and vehicle modification installation.
  • · Family caregiver training and education (AC, EW) – one-on-one.
  • · Family training and counseling/training (BI, CAC, CADI, DD) – one-on-one, in-home.
  • · Homemaker/cleaning.
  • · Transitional services – AC and EW.
  • · Transportation/non-commercial, individual driver.
  • Approval-option: purchased-item services

    Purchased item services include:

  • · 24-hour emergency assistance/equipment (PERS).
  • · AC discretionary services – other than one-on-one (refer to Minn. Stat. §256B.0913, subd. 5(19)).
  • · Assistive technology/equipment.
  • · EAA/home and vehicle modifications/expenses.
  • · Family caregiver training and education (AC, EW) – group setting.
  • · Family training and counseling/training (BI, CAC, CADI, DD) – group setting.
  • · Specialized equipment and supplies (including PERS).
  • · Transitional services/items and expenses.
  • · Transportation/commercial, common carrier.
  • Caregiver living expenses

    Caregiver living expense providers must meet the provider standards and qualifications for the waiver service delivered by the live-in caregiver. A lead agency determines eligibility for this service following the policies described on CBSM – Caregiver living expenses.

    Required DHS background studies for direct-contact services

    People who provide direct-contact services (as defined in Minn. Stat. §245C.02, subd. 11) must have a background study that meets the requirements of Minn. Stat. Ch. 245C. For more information, refer to DHS – Background studies.

    The following HCBS waiver services are considered direct-contact services:

  • · 24-hour emergency assistance (for assistance involving direct contact).
  • · Adult companion services (Note: Providers who receive a background study through the Corporation for National and Community Services Senior Companion Program are exempt from 245C requirements).
  • · Adult day services.
  • · Adult day services bath.
  • · Assistive technology.
  • · Community residential services.
  • · Consumer directed community supports (personal assistance, treatment and training, self-directed support and financial management services).
  • · Crisis respite.
  • · Customized living (including 24-hour customized living).
  • · Day support services.
  • · Employment development.
  • · Employment exploration.
  • · Employment support.
  • · Extended home care services.
  • · Extended PCA services.
  • · Family caregiver services (for direct contact with the person).
  • · Family residential services.
  • · Family training and counseling (for direct contact in the home).
  • · Foster care for adults.
  • · Homemaker.
  • · ICLS.
  • · In-home family supports.
  • · ILS therapies.
  • · Individualized home supports (without training, with training and with family training).
  • · Integrated community supports.
  • · Night supervision.
  • · Personal support.
  • · Positive support services.
  • · Prevocational services.
  • · Respite.
  • · Specialist services.
  • · Transitional services – AC and EW (for direct contact with the person).
  • Responsibility

    MHCP providers must meet background study requirements as a part of the enrollment or licensure process.

    Lead agencies that approve vendors to deliver the subset of approval-option: direct delivery services that are direct-contact services need to follow the DHS background study process. For instructions, refer to CBSM – DHS background study process for lead agencies that approve service vendors.

    Training

    MHCP-enrolled providers

    Most providers that enroll with DHS as an MHCP home and community-based waiver/AC service provider must complete:

  • · HCBS Waiver/AC Provider Training 101 prior to enrollment.
  • · Waiver and AC Resources and MN-ITS Training (formerly known as Waiver and AC Billing Lab) within six months of enrollment.
  • For more MHCP provider training opportunities, refer to DHS – MHCP provider training.

    College of Direct Support

    The College of Direct Support, in partnership with DHS, offers a collection of optional, web-based courses designed for:

  • · Direct support staff.
  • · Lead agency staff.
  • · People with disabilities and their families.
  • · Others who support people with disabilities.
  • For more information, refer to DHS – College of Direct Support.

    Search for providers

    To find waiver/AC service providers, search MinnesotaHelp.info:

  • · Lead agency staff and people who use services may use the instructional guide, DHS-6933 (PDF) for help navigating MinnesotaHelp.info.
  • · In the provider portal, providers can chat or send an email to make changes to their listing.
  • Additional resources

    MHCP-enrolled providers

    DHS – MHCP provider types
    MHCP Provider Manual – HCBS programs provider enrollment
    MHCP Provider Manual – HCBS waiver services
    MHCP Provider Manual – EW and AC
    MHCP Provider Manual – Billing for waiver and AC programs

    245D license

    DHS – Licensing for HCBS 245D providers
    How to Apply for a Home and Community-Based Services (HCBS) License Under MN Statute 245D (video)
    Sample Self-Monitoring Checklist (PDF)
    DHS – Licensing Division contacts
    CBSM – Exclusions from Chapter 245D licensure

    Service rates and billing codes

    CBSM – Market rate services
    Long-Term Services and Supports Service Rate Limits, DHS-3945 (PDF).

    Questions?

    If you have questions about:

  • · 245D licensing requirements, call 651-431-6500.
  • · Background studies, contact the Background Studies Division.
  • · BI, CAC, CADI and DD waivers, contact the DSD Response Center.
  • · AC and EW programs, email questions to dhs.aasd.hcbs@state.mn.us.
  • · MMIS, contact the Resource Center.
  • · MDH licenses, credentials or registration, refer to MDH – Health care provider directory.
  • Providers

    If you are a provider, contact the MHCP Provider Resource Center.

    Report this page