Minnesota Minnesota

DD Screening Document Codebook

DD Screening Document Codebook

Nursing facility scenarios

Page posted: 6/27/19

Page reviewed: 10/17/23

Page updated: 3/25/26

Overview

This page contains sequencing charts for:

1. Nursing facility (NF) to Developmental Disabilities (DD) diversion/conversion.

2. NF to DD diversion/conversion using an eligibility update when waiver start date is unknown (for assessments before July 1, 2025).

3. NF to DD diversion/conversion using an eligibility update when waiver start date is known (for assessments before July 1, 2025).

4. NF to community intermediate care facility for persons with developmental disabilities (ICF/DD).

5. NF to semi-independent living services (SILS).

6. NF to community – In-person assessment was completed and the person chooses BI, CAC, CADI or no support.

7. NF to DD diversion/conversion for a person who experiences an NF stay fewer than 30 days (historical scenario).

8. NF to DD diversion/conversion for a person who experiences an NF stay fewer than 121 days.

9. NF to DD diversion/conversion using an initial assessment review (IAR) when waiver start date is unknown (for assessments on or after July 1, 2025).

10. NF to DD diversion/conversion using an IAR when waiver start date is known (for assessments on or after July 1, 2025).

11. NF to DD conversion/diversion within 60 days of the MnCHOICES assessment.

Note

MMIS automatically routes some documents to DHS to review. Lead agencies are no longer required to route documents manually to DHS.

Additional resources

DD Screening Document Codebook – Scenarios
CBSM – Eligibility update for home and community-based services
CBSM – SILS
DD Waiver Waiting List Category Determination Tool, DHS-7209 (PDF)
CBSM – DD Waiver waiting list guide

1. Scenario: NF to DD diversion/conversion

County/tribal nation-entered fields

1st sequence

(23) Action date

In-person assessment date

(24) Action type

01

(39) Level of care

01

(41) Current services

01, waiver service codes, residential code, other

(42) Planned services

01, waiver service codes, residential code, other

(44) Waiver need index

004

(46) Final action planned

01 or 04

(47a) Assessment result

04 – Waiver in

(47b) Exit reason

N/A

(48) Effective date

Waiver start date

(49) Current Medical Assistance (MA) program

01 or 02

NF begin and through dates

Delete dates previously entered

Time-limited field

N

Payment authorized

01

Case manager comments

Discharge information

Back to top

2. Scenario: NF to DD diversion/conversion using an eligibility update when waiver start date is unknown (for assessments before July 1, 2025)

Note: If the person will access the DD Waiver within 60 days of the first assessment (i.e., action type 01), the lead agency should use the 1st and 3rd sequences of this scenario to open to the DD Waiver. Refer also to 11. Scenario: NF to DD conversion/diversion within 60 days of the MnCHOICES assessment.

County/tribal nation-entered fields

1st sequence

2nd sequence – Completed within 60-90 days of the in-person assessment

3rd sequence – Completed within 60 days of the eligibility update

(23) Action date

In-person assessment date

Assessment date

Waiver in date

(24) Action type

01

12

03

(39) Level of care

01 or 02

01

01

(41) Current services

19, 30, other

19, 30, other

01, waiver service codes, residential code, other

(42) Planned services

01, waiver service codes, residential code, other

01, waiver service codes, residential code, other

01, waiver service codes, residential code, other

(44) Waiver need index

001, 006

001, 006

004

(46) Final action planned

01 or 04

01 or 04

01 or 04

(47a) Assessment result

16 – Facility stay

16 – Facility stay

04 – Waiver in

(47b) Exit reason

N/A

N/A

N/A

(48) Effective date

In-person assessment date

Telephone assessment date

Waiver in date

(49) Current MA program

05

05

01 or 02

NF begin and through dates

Leave dates previously entered

Leave dates previously entered

Delete dates previously entered

Time-limited field

Y

Y

N

Payment authorized

04

04

01

Case manager comments

Comments as needed

Comments as needed

Discharge information

Back to top

3. Scenario: NF to DD diversion/conversion using an eligibility update when waiver start date is known (for assessments before July 1, 2025)

County/tribal nation-entered fields

1st sequence

2nd sequence

(23) Action date

In-person assessment date

Assessment date

(24) Action type

01

12

(39) Level of care

01 or 02

01

(41) Current services

19, 30, other

01, waiver service codes, residential code, other

(42) Planned services

Waiver service codes, residential code, other

01, waiver service codes, residential code, other

(44) Waiver need index

001, 006

004

(46) Final action planned

01 or 04

01 or 04

(47a) Assessment result

16 – Facility stay

04 – Waiver in date

(47b) Exit reason

N/A

N/A

(48) Effective date

In-person assessment date

Waiver in date

(49) Current MA program

05

01 or 02

NF begin and through dates

Leave dates previously entered

Delete dates previously entered

Time-limited field

Y

N

Payment authorized

04

01

Case manager comments

Comments as needed

Discharge information

Back to top

4. Scenario: NF to community ICF/DD

County/tribal nation-entered fields

1st sequence

(23) Action date

In-person assessment date

(24) Action type

01

(39) Level of care

01

(41) Current services

19, other

(42) Planned services

19, 28, other

(44) Waiver need index

Use DHS-7209 (PDF) to determine

(46) Final action planned

07

(47a) Assessment result

16 – Facility stay

(47b) Exit reason

N/A

(48) Effective date

ICF/DD admission date

(49) Current MA program

04

NF begin and through dates

Delete dates previously entered

Time-limited field

N

Payment authorized

01

Case manager comments

Discharge information

Back to top

5. Scenario: NF to SILS

County/tribal nation-entered fields

1st sequence

(23) Action date

In-person assessment date

(24) Action type

01

(39) Level of care

03

(41) Current services

19, 24, other

(42) Planned services

19, 24, other

(44) Waiver need index

005

(46) Final action planned

05

(47a) Assessment result

14 – Community with services – Not DD Waiver

(47b) Exit reason

N/A

(48) Effective date

SILS start date

(49) Current MA program

00

NF begin and through dates

Delete dates previously entered

Time-limited field

N

Payment authorized

05

Case manager comments

Discharge information

Back to top

6. Scenario: NF to community – In-person assessment was completed and the person chooses BI, CAC, CADI or no support

County/tribal nation-entered fields

1st sequence

(23) Action date

In-person assessment date

(24) Action type

01

(39) Level of care

As determined

(41) Current services

19 (as appropriate), other

(42) Planned services

19 (as appropriate), residential code, other

(44) Waiver need index

Use DHS-7209 (PDF) to determine

(46) Final action planned

Corresponds with field 42 planned services

(47a) Assessment result

Either:

  • · 12 – Community without services
  • · 14 – Community with services – Not DD Waiver
  • (47b) Exit reason

    N/A

    (48) Effective date

    NF discharge date

    (49) Current MA program

    00 or 06

    NF begin and through dates

    Delete dates previously entered

    Time-limited field

    N

    Payment authorized

    06 or 07

    Case manager comments

    Discharge information

    Back to top

    7. Scenario: NF to DD diversion/conversion for a person who experiences an NF stay fewer than 30 days (historical scenario)

    Effective May 1, 2022, this scenario is for historical purposes only.

    Note: Lead agencies could only use this scenario if the person was previously on the DD Waiver and needed to return to the DD Waiver within 29 days of the documented waiver out effective date.

    County/tribal nation-entered fields

    1st sequence

    (23) Action date

    Waiver in date

    (24) Action type

    03

    (39) Level of care

    01

    (41) Current services

    01, residential code, other

    (42) Planned services

    01, residential code, other

    (46) Final action planned

    Corresponds with field 42 planned services

    (47a) Assessment result

    04 – Waiver in

    (47b) Exit reason

    N/A

    (48) Effective date

    Waiver start date

    (49) Current MA program

    01 or 02 (must be the program from which the person exited before the NF stay)

    NF begin and through dates

    Delete dates previously entered

    Time-limited payment

    N

    Payment authorized

    01

    Case manager comments

    Comments as needed

    Back to top

    8. Scenario: NF to DD diversion/conversion for a person who experiences an NF stay fewer than 121 days

    Note: Lead agencies can only use this scenario if the person was previously on the DD Waiver and needs to return to the DD Waiver within 121 days of the documented waiver out effective date.

    This scenario is only necessary when a person is younger than age 65 refuses the MnCHOICES assessment within 80 days of admission or exits the NF before the lead agency completes the assessment. Lead agencies should use the MnCHOICES assessment and subsequent eligibility update to open the person to the DD Waiver. For people age 65 and older, lead agencies should use this scenario if the person has a waiver span to which they can return. For more information, refer to CBSM Temporary exits and restarts: MMIS actions.

    County/tribal nation-entered fields

    1st sequence

    (23) Action date

    Waiver in date

    (24) Action type

    03

    (39) Level of care

    01

    (41) Current services

    01, residential code, other

    (42) Planned services

    01, residential code, other

    (46) Final action planned

    Corresponds with field 42 planned services

    (47a) Assessment result

    18 – Restart waiver

    (47b) Exit reason

    N/A

    (48) Effective date

    Waiver start date

    (49) Current MA program

    01 or 02 (must be the program from which the person exited before the NF stay)

    NF begin and through dates

    Delete dates previously entered

    Time-limited payment

    N

    Payment authorized

    01

    Case manager comments

    Comments as needed

    Back to top

    9. Scenario: NF to DD diversion/conversion using an IAR when waiver start date is unknown (for assessments on or after July 1, 2025)

    Note: If the person will access the DD Waiver within 60 days of the first assessment (i.e., action type 01), the lead agency should use the 1st and 3rd sequences of this scenario to open to the DD Waiver.

    County/tribal nation-entered fields

    1st sequence

    2nd sequence

    3rd sequence – Completed within 60 days of the IAR

    (23) Action date

    In-person assessment date

    Assessment date

    Waiver in date

    (24) Action type

    01

    14

    03

    (39) Level of care

    01 or 02

    01

    01

    (41) Current services

    19, 30, other

    19, 30, other

    01, waiver service codes, residential code, other

    (42) Planned services

    01, waiver service codes, residential code, other

    01, waiver service codes, residential code, other

    01, waiver service codes, residential code, other

    (44) Waiver need index

    001, 006

    001, 006

    004

    (46) Final action planned

    01 or 04

    01 or 04

    01 or 04

    (47a) Assessment result

    16 – Facility stay

    16 – Facility stay

    04 – Waiver in

    (47b) Exit reason

    N/A

    N/A

    N/A

    (48) Effective date

    In-person assessment date

    Telephone assessment date

    Waiver in date

    (49) Current MA program

    05

    05

    01 or 02

    NF begin and through dates

    Leave dates previously entered

    Leave dates previously entered

    Delete dates previously entered

    Time-limited field

    Y

    Y

    N

    Payment authorized

    04

    04

    01

    Case manager comments

    Comments as needed

    Comments as needed

    Discharge information

    Back to top

    10. Scenario: NF to DD diversion/conversion using an IAR when waiver start date is known (for assessments on or after July 1, 2025)

    County/tribal nation-entered fields

    1st sequence

    2nd sequence

    (23) Action date

    In-person assessment date

    Assessment date

    (24) Action type

    01

    14

    (39) Level of care

    01 or 02

    01

    (41) Current services

    19, 30, other

    01, waiver service codes, residential code, other

    (42) Planned services

    Waiver service codes, residential code, other

    01, waiver service codes, residential code, other

    (44) Waiver need index

    001, 006

    004

    (46) Final action planned

    01 or 04

    01 or 04

    (47a) Assessment result

    16 – Facility stay

    04 – Waiver in date

    (47b) Exit reason

    N/A

    N/A

    (48) Effective date

    In-person assessment date

    Waiver in date

    (49) Current MA program

    05

    01 or 02

    NF begin and through dates

    Leave dates previously entered

    Delete dates previously entered

    Time-limited field

    Y

    N

    Payment authorized

    04

    01

    Case manager comments

    Comments as needed

    Discharge information

    Back to top

    11. Scenario: NF to DD conversion/diversion within 60 days of the MnCHOICES assessment

    Note: Counties/tribal nations must conduct an assessment within 80 days of admission for people younger than age 64. Counties/tribal nations use this scenario to open a person to the waiver within 60 days of this assessment type. If the person does not discharge from the NF within 60 days, follow the IAR scenarios above.

    County/tribal nation-entered fields

    1st sequence

    2nd sequence

    (23) Action date

    In-person assessment date

    Discharge date

    (24) Action type

    01

    03

    (39) Level of care

    01 or 02

    01

    (41) Current services

    19, 30, other

    01, waiver service codes, residential code, other

    (42) Planned services

    01, Waiver service codes, residential code, other

    01, waiver service codes, residential code, other

    (44) Waiver need index

    001, 006

    004

    (46) Final action planned

    01 or 04

    01 or 04

    (47a) Assessment result

    16 – Facility stay

    04 – Waiver in date

    (47b) Exit reason

    N/A

    N/A

    (48) Effective date

    In-person assessment date

    Waiver in date

    (49) Current MA program

    05

    01 or 02

    NF begin and through dates

    Leave dates previously entered

    Delete dates previously entered

    Time-limited field

    Y

    N

    Payment authorized

    04

    01

    Case manager comments

    Comments as needed

    Discharge information

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