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DHS Program Resources Licensing

Family Systems

Dear Licensing Worker:

We have prepared and organized documents that are commonly used in licensing for family systems programs. The documents are divided up by general licensing information, by specific programs, and by background studies information.

General Licensing
Family Child Care
Child Foster Care
Adult Foster Care
Family Adult Day Services
Background Studies
Family Systems Applications

Below are the Rules and Statutes that are pertinent to each family systems program. We suggest that you visit the Revisor’s website at https://www.revisor.leg.state.mn.us/pubs/ and print a copy of each Statute and Rule applicable to the program(s) you license.

County Agencies - Minnesota Rule, parts 9543.0010 to 9543.0150

Family Child Care

Minnesota Statutes, Chapter 245A (Human Services Licensing Act)
Minnesota Statutes, Chapter 245C (Human Services Background Studies Act)
Minnesota Rules, parts 9502.0300 to 9502.0445 (Rule 2)

Child Foster Care

Minnesota Statutes, Chapter 245A
Minnesota Statutes, Chapter 245C
Minnesota Rules, parts 2960.3000 to 2960.3340

Adult Foster Care

Minnesota Statutes, Chapter 245A
Minnesota Statutes, Chapter 245C
Minnesota Rules, parts 9555.5050 to 9555.6265 (Rule 203)

Family Adult Day Services

Minnesota Statutes, Chapter 245A
Minnesota Statutes, Chapter 245C
Minnesota Statutes, section 245A.143

Private Child Placing Agencies

Minnesota Rules, parts 9545.0755 to 9545.0845 – Rule 4
Minnesota Rules, parts 9543.0010 to 9543.0150 – Rule 13 – for those private agencies that license Child Foster Care Programs

Child Foster Care

Minnesota Statutes, Chapter 245A
Minnesota Statutes, Chapter 245C
Minnesota Rules, parts 2960.3000 to 2960.3340

General Licensing – Section A

A5  Foster Care Licensor Processes Guide (4-21) (PDF)
A6  Foster Care Licensor Resources (4-21) (PDF)
A8  Data Privacy Guidelines DHS-8317 (9-22) (PDF)
A14  Appropriate Action to Take at the Expiration of a License DHS-8409 (9-25) (PDF)
A15a  Family Child Care License Extension Request/Closure Pending Investigation Form (1-19) (PDF)
A15b  License Extension Request or Closure Pending Investigation Foster Care Form DHS-8153 (11-21)
A16  Request for Temporary Provisional License DHS-8290 (7-22) (PDF)
A17  Foster Care Dual Licensure Variance Request DHS-8289 (7-22)
A18  Foster Care/CRS Age or Overnight Supervision Variance Request (DHS8475) (3-24) (PDF)
A19  Variance Request Form DHS-3141 (10-23) (PDF)
A22  Correction Order DHS-8372 (12-22) (PDF)
A23  Complaint Log DHS-8362 (11-22) (PDF)
A24  Application Tracking Log DHS-8360 (11-22) (PDF)
A25  Licensing Actions DHS-8365 (11-22) (PDF)
A26  Negative Action Recommendation Sample Letters:

A27  Temporary Immediate Suspension Protocol (3-08) (PDF)
A28  Certificate of Personal Service Sample DHS-8433 (4-23) (PDF)
A30a – Licensing Action Notification Letter Samples for Family Child Care 5-19 (DOCX)
A31  Alcohol and Drug Use Policy-Sample Family Child Care DHS-7735 (6-18) (PDF)
A32   Grievance Procedure Sample Family Child Care DHS-7740 (6-18) (PDF)
A33  Fire Marshal Links to Forms and Information

A34   Child Foster Care and Child Foster Residence Setting Home Safety Checklist DHS-8313 (6-24) (PDF)
A35  Child Foster Care Home Safety Checklist Guidance DHS-8474 (11-23) (PDF)
A36  Home Safety Checklist - Adult Foster Care/Community Residential Setting (9-21) (PDF)
A37  Licensing Intake Complaint Form DHS-8366 (11-22) (PDF)

A38   Chemical Use Problems Family Child Care and Child Foster Care

A39a  DHS Commissioner Access Letter (1-25) (PDF)
A39b  DCYF Commissioner Access Letter (6-25) (PDF)
A40  Emergency Escape Plan for Foster Care DHS-8341 (10-22) (PDF)
A41  Drug and Alcohol Policy sample – Foster Care DHS-8364 (11-22) (PDF)
A42  Foster Care Notice of Incomplete Application (DOCX)
A43  Foster Care FAQ – Licensing Previously Licensed Programs (8-21) (PDF)
A44  Foster Care Licensing Action Manual (10-21) (PDF)
A44a  Recommendation for Licensing Action DHS-8523 (6-24) (PDF)
A45  Guidance for closing an inactive family child foster care, family adult foster care, or family adult day services license (PDF)
A45a  Sample letter – Closing an inactive license (11-24) (DOCX)

A46   Safe Sleep

A47  Complaint and Grievance Procedures for Foster Care DHS-8407 (1-24) (PDF)

Family Child Care – Section B

B1  Unlicensed Family Child Care Letter – Sample (2-19) (DOCX)
B2  Maltreatment of Minors Mandated Reporting - Family Child Care DHS-7634C (3-21) (PDF)
B3  Exclusions from Licensure Family Child Care DHS-7739 (6-18) (PDF)
B4  Age Group Definitions Family Child Care DHS-7734 (6-18) (PDF)
B7a  Family Child Care Enrollment Form DHS-DHS-7934 (7-19) (PDF)
B8  Monthly Crib Safety Inspection Form DHS-7743 (6-14) (PDF)
B10  Wading Pool Best Practices Form Family Child Care DHS-7668B (3-18) (PDF)
B11  Wading Pools Risks Family Child Care DHS-7749D (6-18) (PDF)
B12  Swimming Pool Risks Family Child Care DHS-7749B (6-18) (PDF)
B13  Wading Pool Permission Form Family Child Care DHS-7749C (6-18) (PDF)
B14/15  Swimming Pool Permission Form Family Child Care DHS-7749A (6-18) (PDF)
B18  Prohibition Letters (6-12) (PDF)
B19  Prohibition Flowchart page 1 (3-09) (PDF)
B20  Prohibition Flowchart page 2 (3-09) (PDF)
B21  Directive for Alternative Infant Sleep Position DHS-7216 (1-24) (PDF)
B22  Swaddling Consent for an Infant DHS-7218 (1-24) (PDF)
B23  Family Child Care Admission and Arrangement Form DHS-7776 (9-18) (PDF)
B24  Liability Insurance Notice to Parents or Guardians Family Child Care DHS-7741 (8-18) (PDF)
B25  Optional Form for Parent Statement: Infant Less Than Six Months DHS-7219 (1-24) (PDF)
B26  Rule and Statute Summary for Parents DHS-7747 (9-25) (PDF)
B27  Allergy Information Form Family Child Care DHS-7736 (7-17) (PDF)
B28  Qualifying Fix-It Ticket items (2-21) (PDF)
B30  Quarterly Serious Injury Reporting Form (1-18) (PDF)
B31  Program Plan DHS-8206A (7-22) (PDF)
B32  Primary Provider of Care DHS-8281 (8-22) (PDF)
B33  Child Care Emergency Plan DHS-7955 (3-26) (PDF)

Child Foster Care – Section C

C1  Statement of Intended Use (1-15) (PDF)
C2  Child Foster Care Capacity Guidelines and Commonly Asked Questions DHS-8361 (11-22) (PDF)
C4  Capacity and Ratio Variance Request Form – Child Foster Care DHS-3755D (9-19) (PDF)
C6  Unlicensed Emergency Relative Placement Practice Guide DHS-3799E (1-24) (PDF)
C7  Referral Form - Emergency Relative Placement Child Foster Care DHS-5178 (8-16) (PDF)

C8  2960 Child Foster Care Licensing Checklists

C11  Annual Evaluation of Licensed Foster Home DHS-8338 (10-22) (PDF)
C12  Instructions to Complete Commissioner’s Designated Format for an Adoption and Foster Care Study DHS-4258 (2-19) (PDF)
C14  Individual Fact Sheet - Minnesota Adoption and Foster Care DHS-4258B (10-23) (PDF)
C16  Home Study Assessment - Minnesota Adoption and Foster Care DHS-4258D (4-24) (PDF)
C17   Home Study Assessment Update - Minnesota Adoption and Foster Care DHS-4258E (4-24) (PDF)
C19  Agreement Between Foster Parents and Licensing Agency DHS-0139 (7-24) (PDF)
C19a  Summary of Child Foster Care Responsible Agency Requirements DHS-0139A (11-17) (PDF)
C22  Home Study Assessment for Child Foster Residence Setting DHS-8524 (6-24) (PDF)
C23  Home Study Assessment Update for Corporate Child Foster Care (12-15) (PDF)
C24   Child Foster Care Variances to Minnesota Rules DHS-8530 (1-24) (PDF)
C25  Child Foster Residence Setting Fact Sheet DHS-8406 (7-24) (PDF)
C26  Respite and Substitute Care for Family Settings - Definitions and Requirements (10-16) (PDF)
C27  Child Foster Care-Licensed Family Moving to Another County DHS-8622 (10-24) (PDF)
C29  Mental Health and Fetal Alcohol Spectrum Disorders Training for Child Foster Care (4-21) (PDF)
C30  Initial Two-Year License for Relative and PPAI Applicants (3-22) (PDF)
C31  Reference Letter CFC Sample (8-18) (DOCX)
C32  Discipline Policy sample (5-18) (PDF)
C34  Children in Foster Care: Babysitting Guidelines DHS-7830 (1-19) (PDF)
C35  C.A.R.S. Training – Variance Guidelines & Process for Licensors DHS-3755B (10-21) (PDF)
C36  C.A.R.S. Training – Variance Request & Approval DHS-3755C (10-21) (PDF)
C37  Children in foster care: Using relative visits and alternative child care arrangements DHS-7830A (3-19) (PDF)
C38  Non-Disqualifying Background Study Information Assessment DHS-8279 (7-22) (PDF)
C39  Relative Applicant Overview (7-22) (PDF)
C40  CFC Background Studies Reform Flow Charts (7-22) (PDF)
C41  CFC Background Studies Reform FAQ (1-23) (PDF)
C42  Child Foster Care Licensing Guidelines DHS-8517 (12-23) (PDF)
C43  Family Child Foster Care Background Study Worksheet DHS-7733C (1-24) (PDF)
C44  Child Foster Care Background Studies Process (11-25) (PDF)
C45  Child Foster Care Pending Reopening Status (11-24) (PDF)
C45a  Child Foster Care Pending Reopening Checklist (11-24) (PDF)

Adult Foster Care/Community Residential Setting – Section D

Please note – several of the forms developed for Adult Foster Care have been removed from the site temporarily. Each form is being reviewed by Family Systems in light of the new 245D legislation. Updates will be provided to agency licensing workers via the license renewal report.

D1  AFC Exemptions under Dually Licensed AFC and 245D HCBS Programs (4-14) (PDF)
D2  Emergency Crisis Respite 5th Bed Variance

D4  Rule 203 Adult Foster Care Licensing Checklists

D5  Program Abuse Prevention Plan sample (6-15) (PDF)
D6  Program Abuse Prevention Plan - Version 2 (1-15) (PDF)
D13  Individual Abuse Prevention Plan (IAPP) (8-18) (PDF)
D14  Individual Resident Placement Agreement (12-13) (PDF)
D15  Adult Foster Care Capacity of Five: Supplementary Checklist (9-24) (PDF)
D17  Adult Foster Care Program Plan (8-18) (PDF)
D19  Medical Monitoring Equipment Training and Skills Form DHS-8319 (9-22) (PDF)
D20  Alternate Overnight Supervision Technology Checklist (3-25) (PDF)
D26  Adult Foster Care Mental Health Certification

D27  Community Residential Setting (CRS)

D28  Ceiling Height Variance Request DHS-8403 (7-24) (PDF)
D29  Vulnerable Adults Act Summary DHS-8318 (9-22) (PDF)
D30  Adult Foster Care Resident Rights (8-18) (DOCX)
D31  Adult Foster Care Reference Letter Sample (5-18) (DOCX)
D33  Family Adult Foster Care Licensing – Policy Clarification DHS-8435 (8-21) (PDF)
D34  Remote Overnight Supervision Policies and Procedures (2-25) (PDF)
D35  Informed Consent for Remote Overnight Supervision (2-25) (PDF)
D36  Remote Overnight Supervision Provider Notification to County (2-25) (PDF)
D37  Remote Overnight Supervision Physical Presence Response Drill Log (2-25) (PDF)

Family Adult Day Services (FADS) – Section E

E1  Licensing Checklist – FADS (7-17) (PDF)
E2  Questions and Answers FADS (7-12) (PDF)
E3  Policy and Program Information – FADS DHS-8314 (9-22) (PDF)
E4  Individual Service Delivery Plan - FADS DHS-8315 (9-22) (PDF)
E5  Requirement Chart – FADS (12-13) (PDF)

Background Studies – Section F

F5  Family Child Foster Care Disqualification Chart (7-22) (XLS)
F6  Immediate Risk of Harm Determination Work Sheet (1-07) (PDF)
F10  General Request for Reconsideration of a Disqualification DHS-8483 (1-24) (PDF)
F24  Variance Expiration Extension Request for Family Child Care (1-19) (PDF)

Family Systems Applications – Section H

H2  Family Child Care

H4 & H5  Child Foster Care and Adult Foster Care/Community Residential Settings

H7  Preliminary Information Form (PIF) - all license types (DHS-7779)
H8  3324 License Recommendation - all license types
H9  Withdrawal of License Application DHS-7941 (3-24) (PDF)
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