Minnesota Minnesota

DD Screening Document Codebook

DD Screening Document Codebook

Family/own home/foster care (without support services) scenarios

Page posted: 6/26/19

Page reviewed: 10/17/23

Page updated: 10/17/23

Overview

This page contains sequencing charts for:

1. Family home or foster care to adoption, name/person master index number (PMIN) change, same county of financial responsibility (CFR) (non-waiver DD case management only)

2. Family home or foster care to adoption, name/PMIN change, change in CFR (non-waiver DD case management only)

3. Family home or foster care (without support services) to community ICF/DD

4. Family home or foster care (without support services) to Family Support Grant (FSG)

5. Family home to ICF/DD respite temporary care to family home

6. Family home or foster care (without support services) to DD diversion

7. Family home or foster care (without support services) to regional treatment center (RTC) to family home or foster care

8. Family home or foster care (without support services) to semi-independent living services (SILS)

9. Own home, family home or foster care to DD diversion using an eligibility update when waiver start date is unknown

10. Own home, family home or foster care to DD diversion using an eligibility update when waiver start date is known

11. Own home, family home or foster care to DD diversion when waiver start date is unknown

Note

MMIS automatically routes some documents to DHS to review. Lead agencies are no longer required to route documents manually to DHS.

Additional resources

DD Screening Document Codebook – Scenarios
CBSM – Eligibility update for home and community-based services
CBSM – Family Support Grant (FSG)
CBSM – Semi-independent living services (SILS)

1. Scenario: Family home or foster care to adoption, name/PMIN change, same CFR (non-waiver DD case management only)

County/tribal nation-entered fields

1st sequence

2nd sequence

(23) Action date

Last date of current name and PMIN

First date of new name and PMIN

(24) Action type

03

01

(39) Level of care

Applicable level of care

Applicable level of care

(41) Current services

19, residential code, other

19, residential code, other

(42) Planned services

19, residential code, other

19, residential code, other

(44) Waiver need index

N/A

N/A

(46) Final action planned

Corresponds with field 42 planned services

Corresponds with field 42 planned services

(47a) Assessment result

14 – Community with services – Not DD Waiver

14 – Community with services – Not DD Waiver

(47b) Exit reason

10 – Exit – Other (specify)

N/A

(48) Effective date

Current name and PMIN on last date

New name and PMIN on first date

(49) Current Medical Assistance (MA) program

00 or 06

00 or 06

Nursing facility (NF) begin and through dates

Delete dates previously entered

N/A

Time-limited payment

N

N

Payment authorized

07

07

Case manager comments

Adoption with name and PMIN change

Comments as needed

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2. Scenario: Family home or foster care to adoption, name/PMIN change, change in CFR (non-waiver DD case management only)

County/tribal nation-entered fields

1st sequence

2nd sequence (use appropriate scenarios if moving to another program)

(23) Action date

Last date of current name and PMIN

New CFR in-person assessment date

(24) Action type

03

01

(39) Level of care

Applicable level of care

Applicable level of care

(41) Current services

19, residential code, other

As appropriate

(42) Planned services

19, residential code, other

As appropriate

(44) Waiver need index

N/A

As appropriate

(46) Final action planned

Corresponds with field 42 planned services

Corresponds with field 42 planned services

(47a) Assessment result

14 – Community with services – Not DD Waiver

Result based on assessment

(47b) Exit reason

10 – Exit – Other (specify)

N/A

(48) Effective date

Current name and PMIN last date

Assessment result effective date

(49) Current MA program

00 or 06

As appropriate

NF begin and through dates

Delete dates previously entered

N/A

Time-limited payment

N

N

Payment authorized

07

As appropriate

Case manager comments

Adoption with name and PMIN change

Comments as needed

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3. Scenario: Family home or foster care (without support services) to community ICF/DD

County/tribal nation-entered fields

1st sequence

(23) Action date

In-person assessment date

(24) Action type

01

(39) Level of care

01

(41) Current services

19, residential code, other

(42) Planned services

19, 28, other

(44) Waiver need index

005

(46) Final action planned

07

(47a) Assessment result

16 – Facility stay

(47b) Exit reason

N/A

(48) Effective date

ICF/DD admission date

(49) Current MA program

04

NF begin and through dates

Delete dates previously entered

Time-limited payment

N

Payment authorized

01

Case manager comments

Comments as needed

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4. Scenario: Family home or foster care (without support services) to FSG

County/tribal nation-entered fields

1st sequence

(23) Action date

In-person assessment date

(24) Action type

01

(39) Level of care

As appropriate

(41) Current services

19, 34, other

(42) Planned services

19, 23, 34, other

(44) Waiver need index

Use DHS-7209 (PDF) to determine

(46) Final action planned

03

(47a) Assessment result

14 – Community with services – Not DD Waiver

(47b) Exit reason

N/A

(48) Effective date

FSG start date

(49) Current MA program

00

NF begin and through dates

Delete dates previously entered

Time-limited payment

N

Payment authorized

06

Case manager comments

Comments as needed

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5. Scenario: Family home to ICF/DD respite temporary care to family home

County/tribal nation-entered fields

1st sequence

2nd sequence

(23) Action date

In-person assessment date

ICF/DD discharge date

(24) Action type

01

03

(39) Level of care

01

As appropriate

(41) Current services

19, 26, residential code, other

19, residential code, other

(42) Planned services

19, 26, residential code, other

19, 26, residential code, other

(44) Waiver need index

005

001, 002, 003 or 005

(46) Final action planned

02

02

(47a) Assessment result

16 – Facility stay

14 – Community with services – Not DD Waiver

(47b) Exit reason

N/A

N/A

(48) Effective date

ICF/DD admission date

ICF/DD discharge date

(49) Current MA program

04

00

NF begin and through dates

Delete dates previously entered

N/A

Time-limited payment

N

N

Payment authorized

01

07

Case manager comments

ICF/DD for respite

Comments as needed

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6. Scenario: Family home or foster care (without support services) to DD diversion

County/tribal nation-entered fields

1st sequence

(23) Action date

In-person assessment date

(24) Action type

01

(39) Level of care

01

(41) Current services

01, waiver service codes, residential code, other

(42) Planned services

01, waiver service codes, residential code, other

(44) Waiver need index

004

(46) Final action planned

Corresponds with field 42 planned services

(47a) Assessment result

04 – Waiver in

(47b) Exit reason

N/A

(48) Effective date

Waiver start date

(49) Current MA program

01

NF begin and through dates

Delete dates previously entered

Time-limited payment

N

Payment authorized

01

Case manager comments

Comments as needed

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7. Scenario: Family home or foster care (without support services) to RTC to family home or foster care

County/tribal nation-entered fields

1st sequence

2nd sequence

(23) Action date

In-person assessment date

RTC discharge date

(24) Action type

01

03

(39) Level of care

01

As appropriate

(41) Current services

19, 53, 41, other

19, residential code, other

(42) Planned services

19, residential code, other

19, residential code, other

(44) Waiver need index

005

001, 002, 003 or 005

(46) Final action planned

98

02

(47a) Assessment result

16 – Facility stay

14 – Community with services – Not DD Waiver

(47b) Exit reason

N/A

N/A

(48) Effective date

RTC admission date

RTC discharge date

(49) Current MA program

00 or 06

00

NF begin and through dates

Delete dates previously entered

Delete dates previously entered

Time-limited payment

N

N

Payment authorized

02

07

Case manager comments

Comments as needed

Comments as needed

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8. Scenario: Family home or foster care (without support services) to SILS

County/tribal nation-entered fields

1st sequence

(23) Action date

In-person assessment date

(24) Action type

01

(39) Level of care

03

(41) Current services

19, 24, residential code, other

(42) Planned services

19, 24, residential code, other

(44) Waiver need index

005

(46) Final action planned

05

(47a) Assessment result

14 – Community with services – Not DD Waiver

(47b) Exit reason

N/A

(48) Effective date

SILS start date

(49) Current MA program

00 or 06

NF begin and through date

Delete dates previously entered

Time-limited payment

N

Payment authorized

05

Case manager comments

Comments as needed

Back to top

9. Scenario: Own home, family home or foster care to DD diversion using an eligibility update when waiver start is unknown

Note: If the county or tribal nation completes the diagnostic review process, they must add case manager comments to inform the reviewer.

County/tribal nation-entered fields

1st sequence

2nd sequence – Completed within 60-90 days of the in-person assessment

3rd sequence – Completed within 60 days of the eligibility update

(23) Action date

In-person assessment date

Telephone assessment date

Waiver in date

(24) Action type

01

12

03

(39) Level of care

01

01

01

(41) Current services

19, residential code, other

19, residential code, other

01, waiver service codes, residential code, other

(42) Planned services

01, waiver service codes, residential code, other

01, waiver service codes, residential code, other

01, waiver service codes, residential code, other

(44) Waiver need index

001 and 007 or 008

001 and 007 or 008

004

(46) Final action planned

01 or 04

01 or 04

01 or 04

(47a) Assessment result

Either:

  • · 12 – Community without services
  • · 14 – Community with services – Not DD Waiver
  • Either:

  • · 12 – Community without services
  • · 14 – Community with services – Not DD Waiver
  • 04 – Waiver in

    (47b) Exit reason

    N/A

    N/A

    N/A

    (48) Effective Date

    In-person assessment date

    Telephone assessment date

    Waiver in date

    (49) Current MA program

    00

    00

    01

    NF begin and through dates

    Delete dates previously entered

    N/A

    N/A

    Time-limited field

    N/A

    N/A

    N/A

    Payment authorized

    01

    01

    01

    Case manager comments

    Comments as needed

    Comments as needed

    Comments as needed

    Back to top

    10. Scenario: Own home, family home or foster care to DD diversion using an eligibility update when waiver start date is known

    Note: If the county or tribal nation completes the diagnostic review process, they must add case manager comments to inform the reviewer.

    County/tribal nation-entered fields

    1st sequence

    2nd sequence – Completed within 60-90 days of the in-person assessment

    (23) Action date

    In-person assessment date

    Telephone assessment date

    (24) Action type

    01

    12

    (39) Level of care

    01

    01

    (41) Current services

    19, residential code, other

    01, waiver service codes, residential code, other

    (42) Planned services

    01, waiver service codes, residential code, other

    01, waiver service codes, residential code, other

    (44) Waiver need index

    001 and 007 or 008

    004

    (46) Final action planned

    01 or 04

    01 or 04

    (47a) Assessment result

    Either:

  • · 12 – Community without services
  • · 14 – Community with services – Not DD Waiver
  • 04 – Waiver in date

    (47b) Exit reason

    N/A

    N/A

    (48) Effective date

    In-person assessment date

    Waiver start date

    (49) Current MA program

    00

    01

    NF begin and through dates

    Delete dates previously entered

    N/A

    Time-limited field

    N/A

    N/A

    Payment authorized

    01

    01

    Case manager comments

    Comments as needed

    Comments as needed

    Back to top

    11. Scenario: Own home, family home or foster care to DD diversion when waiver start date is unknown

    County/tribal nation-entered fields

    1st sequence

    2nd sequence – Completed within 60 days of the in-person assessment

    (23) Action date

    In-person assessment date

    Current date

    (24) Action type

    01

    03

    (39) Level of care

    01

    01

    (41) Current services

    19, residential code, other

    01, waiver service codes, residential code, other

    (42) Planned services

    01, waiver service codes, residential code, other

    01, waiver service codes, residential code, other

    (44) Waiver need index

    001 and 007 or 008

    004

    (46) Final action planned

    01 or 04

    01 or 04

    (47a) Assessment result

    Either:

  • · 12 – Community without services
  • · 14 – Community with services – Not DD Waiver
  • 04 – Waiver in date

    (47b) Exit reason

    N/A

    N/A

    (48) Effective date

    In-person assessment date

    Waiver start date

    (49) Current MA program

    00

    01

    NF begin and through dates

    Delete dates previously entered

    N/A

    Time-limited field

    N/A

    N/A

    Payment authorized

    01

    01

    Case manager comments

    Comments as needed

    Comments as needed

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