Page posted: 6/15/15 | Page reviewed: 10/20/26 | Page updated: 10/20/26 |
Legal authority | CMS-approved state plan amendment – 2017 (PDF), CMS-approved state plan amendment – 2018 update (PDF), CMS-approved state plan amendment – 2019 update (PDF), Minn. Stat. §256B.0949 |
Definition | Individual treatment plan (ITP) development and progress monitoring: An EIDBI service that covers the development of the person’s initial ITP and ongoing monitoring of the person’s progress. ITP and Progress Monitoring, DHS-7109: The person-centered, individualized plan of care for a person who meets medical necessity criteria for the EIDBI benefit. The ITP incorporates the person’s and family’s information from the comprehensive multi-disciplinary evaluation (CMDE). The qualified supervising professional (QSP) uses DHS-7109 to document the person’s initial plan of care and progress monitoring updates. For more information, refer to: · ITP and Progress Monitoring, DHS-7109.· EIDBI – How to complete ITP and Progress Monitoring, DHS-7109. |
Overview | This page explains ITP development and progress monitoring, including: · Eligible providers.· Process.· ITP and progress monitoring connection to EIDBI eligibility.· Covered and non-covered services.· Documentation requirements.· Service authorization and billing. |
Eligible providers | The following Minnesota Health Care Programs (MHCP)-enrolled EIDBI providers can deliver and bill for ITP development and progress monitoring: · Qualified supervising professional (QSP).· Level I provider under the supervision of a QSP.· Level II provider under the supervision of a QSP.The QSP must complete ITP and Progress Monitoring, DHS-7109 and supervise ITP implementation. Level I and II providers may provide input as part of the person’s provider team. |
Process | ITP developmentThe person’s ITP must: · Specify the QSP’s name.· Be culturally and linguistically appropriate, individualized and person-centered.· Be based on the person’s diagnosis and CMDE recommendations.· Specify the recommended medically necessary treatment and services, including the treatment modality that the provider will use to meet the goals and objectives.· Specify any change to the physical and social environments necessary to provide EIDBI services.· Identify any significant changes in the person’s condition or family circumstances.The person’s ITP must include: · Their baseline responding level and projected mastery dates. · Progress monitoring updates and goal mastery data as applicable. · Techniques that support and match the person’s communication mode and learning style.· Frequency, intensity, location and duration of each service provided.· The level of legal guardian or primary caregiver training and counseling.· Discharge criteria and a defined transition plan that meets the requirements outlined in EIDBI – How to complete ITP and Progress Monitoring, DHS-7109 – Transition planning.ITP progress monitoring updateThe QSP must submit an ITP progress monitoring update at least every six months of treatment or more frequently as determined by the CMDE provider or QSP. This update describes the person’s progress toward goals and objectives specified in the person’s ITP. Based on the results of ITP progress monitoring, the QSP must both: · Adjust the ITP as needed.· Document whether the EIDBI services continue to be medically necessary for the person or refer the person to other services.The person continues to receive EIDBI services while the provider team completes ITP progress monitoring updates. The person’s ITP progress monitoring update must include: · Input from the person’s legal guardian or primary caregiver.· Observation of the person performed by a qualified EIDBI provider. This may include input from licensed special education staff or other licensed health care providers.· Documentation of the person’s current performance level on primary treatment goals and objectives, including when a goal or objective is achieved, changed or discontinued.· Any significant change in the person’s condition or family circumstances.· Any treatment plan modification (e.g., treatment modality, intensity, frequency, duration) and the rationale for any changes.· Recommendation for continued treatment. Required formThe information above is an overview of the ITP development and progress monitoring process. The QSP must use ITP and Progress Monitoring, DHS-7109 to: · Document the person’s initial ITP.· Document progress monitoring updates. · Gather signatures for consent for the person to begin or continue receiving services. For detailed instructions, refer to EIDBI – How to complete ITP and Progress Monitoring, DHS-7109. Submission and authorizationAfter completing ITP and Progress Monitoring, DHS-7109, the provider agency must follow the steps required for authorization on MHCP Provider Manual – EIDBI service authorization. |
Covered services | Covered services must be: · Individualized to the person’s assessed needs. · Supported by objective data, clinical analysis and treatment planning or progress monitoring activities. The provider may deliver ITP development and progress monitoring with or without the person or their caregiver/legal guardian present. This means ITP development and progress monitoring covers both direct and indirect clinically necessary services. Direct clinical activitiesITP development and progress monitoring covers the following direct clinical activities completed with the person, caregiver, legal guardian or treatment team: · Interviewing caregivers or legal guardians to gather information about the person’s or family’s preferences, strengths, needs and cultural considerations. · Observing behavior and collecting data. · Conducting a functional analysis and developing an intervention plan. · Testing baseline skills and determining mastery levels. · Reviewing the treatment plan with the person’s primary caregiver, legal guardian or team. Indirect clinical activitiesITP development and progress monitoring covers the following indirect clinical activities that support assessment, treatment planning and ongoing progress monitoring and may occur without the person or caregiver present: · Developing materials for baseline measurement and testing. · Gathering and reviewing assessments, reports or plans from other service providers (e.g., CMDEs, individualized education programs, occupational therapy assessments). · Reviewing, documenting and updating the person’s or family’s preferences, strengths, needs and cultural considerations. · Summarizing and analyzing data related to treatment planning and progress monitoring. · Developing and updating programs, goals and objectives within the ITP document, based on ongoing progress monitoring. · Planning for maintenance and generalization of mastered skills. · Preparing transition plans or discharge summary reports. |
Non-covered services | ITP development and progress monitoring does not cover the following services: 1. Administrative meetings and program operations, including: · Agency-wide staff meetings.· Activities related to staffing, scheduling, quality improvement or program management.· General staff training, professional development or orientation activities.2. Program preparation and maintenance, including: · Ongoing development of materials and stimuli for programming. · Program documentation outside the ITP.· Treatment environment customization.3. Progress note documentation or review as part of the person’s health service records. 4. Review or discussion of clinical information without documented clinical analysis, progress monitoring, treatment planning, goal development, recommendations or other clinical decision-making. For additional non-covered services, refer to EIDBI – Services. |
Eligibility | The information documented in the person’s ITP confirms their ongoing eligibility for EIDBI services. For more information, refer to EIDBI – Eligibility for EIDBI services. |
Documentation requirements | The provider must: · Document ITP development and progress monitoring services in the person’s progress notes. · Demonstrate how the activity informed clinical decision-making, treatment recommendations, goal development, intervention strategies or ITP updates· Document the objective data they reviewed, collected, summarized or analyzed.· Describe the person’s progress toward treatment goals, including relevant patterns, trends, barriers or ongoing needs.· Identify specific goals, objectives, interventions or service recommendations they developed, reviewed, updated or modified.· Document each provider’s distinct medically necessary role, clinical analysis, recommendations and contribution to treatment planning decisions when multiple providers participate in treatment planning or progress monitoring activities.For more information, refer to EIDBI – Health service records. |
Service authorization and billing | Authorization is not required for ITP development and progress monitoring services. The provider must submit ITP and Progress Monitoring, DHS-7109 to the person’s health care plan to request authorization for the EIDBI services recommended in the person’s ITP. For authorization and billing information, including information about qualified providers, refer to: · EIDBI billing grid (PDF).· MHCP Provider Manual – EIDBI billing.· MHCP Provider Manual – EIDBI service authorization. |
Additional resources | EIDBI – Eligibility for EIDBI services
EIDBI – Health service records
EIDBI – How to complete ITP and Progress Monitoring, DHS-7109
EIDBI – Services
MHCP Provider Manual – EIDBI billing
MHCP Provider Manual – EIDBI service authorization
ITP and Progress Monitoring, DHS-7109 Translated ITP and progress monitoring formsEnglish: ITP and Progress Monitoring, DHS-7109-ENG
Hmong: Kev Npaj Kho Tib Neeg (ITP) thiab kos npe rau txoj kev kho tau zoo li cas, DHS-7109S-HMN (PDF)
Russian: Страница подписей для индивидуального плана лечения (ITP) и наблюдения за прогрессом, DHS-7109S-RUS (PDF)
Somali: Bogga saxeexa ee Qorshaha Daawaynta Shaqsiyeed (ITP) iyo la socodka horumarka, DHS-7109S-SOM (PDF)
Spanish: Página de Firmas del Plan Individual de Tratamiento (ITP) y monitoreo del progreso, DHS-7109S-SPA (PDF)
Vietnamese: Kế hoạch Điều trị Cá nhân (ITP) và trang chữ ký theo dõi tiến bộ, DHS-7109S-VIE (PDF) |
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