Minnesota Minnesota

DSD MMIS Reference Guide

DSD MMIS Reference Guide


ASA3 screen overview

Page posted: 9/30/24

Page reviewed:

Page updated: 5/2/25

Transition from PCA to CFSS

DHS is in the process of replacing personal care assistance (PCA) and the Consumer Support Grant (CSG) with Community First Services and Supports (CFSS). For more information about this transition, refer to CFSS Manual – Transition from PCA and CSG to CFSS.

For a Medicaid Management Information System (MMIS) transition summary, refer to DSD MMIS Reference Guide – MMIS transition from PCA and CSG to CFSS.

Similarities

The ASA3 screen functions the same and contains the same fields in PCA and CFSS.

Differences

The county/tribal nation enters a different number of lines and different line types on the ASA3 screen in PCA and CFSS.

Overview

This page:

  • · Contains general information about PCA and CFSS lines on the ASA3 screen.
  • · Only describes fields relevant to a PCA/CFSS SA.
  • · Does not apply to extended PCA/CFSS.
  • The county/tribal nation enters lines for the person’s specific services on the ASA3 screen. The county/tribal nation can enter the lines in any order. If the person uses services other than PCA/CFSS, the county/tribal nation also enters those services on the ASA3 screen.

    All people who receive PCA services have at least one personal care (T1019) line and at least one worker supervision/training (T1019 – UA) line on the ASA3 screen.

    All people who receive CFSS services require one consultation services (T1023) line on the ASA3 screen. After the person selects their other CFSS services, the county/tribal nation enters additional lines based on their selections.

    The county/tribal nation follows the instructions below to complete the line for each PCA/CFSS service the person will use:

  • · ASA3 screen for consultation services (T1023).
  • · ASA3 screen for personal care services (T1019).
  • · ASA3 screen for worker supervision/training (PCA: T1019 – UA; CFSS: S5116).
  • · ASA3 screen for goods and services (T5999).
  • · ASA3 screen for personal emergency response systems (PERS) (S5160, S5161, S5162).
  • · ASA3 screen for FMS provider fees (T2040 – UB and UA).
  • · ASA3 screen for a person on Minnesota Restricted Recipient Program (MRRP).
  • · ASA3 screen for CFSS failed background studies (T2040 – UB, UA and U6).
  • Note: The county/tribal nation may receive errors that prevent them from navigating away from the ASA3 screen or editing the SA when they update an SA with a personal care (T1019) line. For more information, refer to ASA3 screen for personal care services (T1019).

    Line types and procedure codes

    The line types the county/tribal nation enters depend on the services the person receives and the CFSS model they use.

    PCA

    For a person who receives PCA services, the county/tribal nation always enters two line types. To enter lines for personal care (T1019) or worker supervision/training (T1019 – UA), refer to:

  • · Personal care (T1019) line. For more information, refer to ASA3 screen for personal care services (T1019).
    Note: To enter a personal care (T1019) line for a person on MRRP, refer to ASA3 screen for a person on MRRP.
  • · Worker supervision/training (T1019 – UA) line. For more information, refer to ASA3 screen for worker supervision/training (T1019 – UA).
  • CFSS

    For a person who receives CFSS services, the county/tribal nation enters line types based on the person’s circumstances. The person’s approved CFSS service delivery plan lists:

  • · The person’s services.
  • · The units/dollars the person will use on those services.
  • Consultation services line (T1023)

    The county/tribal nation must enter a consultation services (T1023) line. For more information, refer to ASA3 screen for consultation services (T1023).

    Financial management services (FMS) provider fee line (T2040 – UB and UA)

    For a person who uses the CFSS budget model, the county/tribal nation must enter an FMS provider fee (T2040 – UB and UA) line.

    For a person who uses the CFSS agency model, the county/tribal nation must not enter an FMS provider fee (T2040 – UB and UA) line.

    For more information, refer to ASA3 screen for FMS provider fees (T2040 – UB and UA).

    Personal care line (T1019) and worker supervision/training line (S5116)

    The county/tribal nation must enter both of the following lines for a person who receives personal care services:

  • · Personal care (T1019) line. For more information, refer to ASA3 screen for personal care services (T1019).
    Note: To enter a personal care (T1019) line for a person on MRRP, refer to ASA3 screen for a person on MRRP.
  • · Worker supervision/training (S5116) line. For more information, refer to ASA3 screen for worker supervision/training line (PCA: T1019 – UA; CFSS: S5116).
  • Goods and services line (T5999)

    The county/tribal nation enters a goods and services (T5999) line when a person chooses to purchase goods and services. For more information, refer to ASA3 screen for goods and services (T5999).

    PERS lines (S5160, S5161, S5162)

    The county/tribal nation enters the appropriate PERS lines when a person chooses to use PERS. For more information, refer to ASA3 screen for PERS (S5160, S5161, S5162).

    Failed background study line (T2040 – UB, UA and U6)

    The county/tribal nation enters a failed background study (T2040 – UB, UA and U6) line when a person who uses the CFSS budget model has a worker fail their background study. For more information, refer to ASA3 screen for CFSS failed background studies (T2040 – UB, UA and U6).

    Modifiers

    PCA

    Personal care line (T1019)

    If the person is not eligible for the enhanced rate, the county/tribal nation does not enter any modifiers.

    If the person is eligible for the enhanced rate, the county/tribal nation enters the enhanced rate modifier (TG).

    Worker supervision/training line (T1019 – UA)

    The county/tribal nation only enters the worker supervision/training modifier (UA).

    CFSS

    Model modifiers

    The county/tribal nation must enter the same model modifier on all lines with overlapping dates, except the consultation services (T1023) line:

  • · CFSS agency model modifier (U9).
  • · CFSS budget model modifier (UB).
  • The county/tribal nation does not enter a model modifier on the consultation services (T1023) line.

    Other CFSS modifiers

    The county/tribal nation may need to enter the following additional modifiers on some lines:

  • · Enhanced rate modifier (TG) on the personal care (T1019) line if the person is eligible for the enhanced rate.
  • · FMS modifier (UA) on all FMS provider fee (T2040 – UB and UA) lines.
  • · Failed background study modifiers (UA and U6) on all failed background study (T2040 – UB, UA and U6) lines.
  • · Formal worker supervision/training modifier (UD) for all worker supervision/training (S5116) lines if the person uses the CFSS budget model.
  • Unique circumstances

    For both PCA and CFSS, the following unique circumstances may require additional modifiers:

  • · Reduction of services (U5).
  • · Temporary increase (U6).
  • · Temporary start (U8).
  • Total units (PCA)

    Personal care line (T1019)

    The county/tribal nation cannot enter total units on the personal care (T1019) lines that exceed the person’s total eligible units.

    To calculate the person’s total eligible units, the county/tribal nation multiplies the number of units per day for which the person is eligible by the number of days on the personal care (T1019) line.

    Worker supervision/training line (T1019 – UA)

    The county/tribal nation cannot enter more than eight units times the number of months in the person’s SA.

    Total units/dollars (CFSS)

    The combined total of the following lines cannot exceed the person’s total eligible units (CFSS agency model) or dollars (CFSS budget model):

  • · Personal care (T1019) line.
  • · Goods and services (T5999) line.
  • · FMS provider fee (T2040 – UB, UA) line.
  • · PERS (S5160, S5161, S5162) line.
  • · Failed background study (T2040 – UB, UA and U6) line.
  • MMIS compares the combined total of these five lines with the person’s total eligible units based on the date span of the person’s personal care (T1019) line.

    Note: The limit described above does not include the worker supervision/training (S5116) and consultation services (T1023) lines.

    CFSS service agreement calculator instructions

    To determine the correct unit/dollar amounts for the person’s services on the ASA3 screen, the county/tribal nation:

    1. Selects the appropriate calculator for the person’s model (i.e., agency or budget model) on DHS – CFSS service agreement calculators.

    2. Selects “lead agency staff.”

    3. Enters the amount listed in the total time (TOTAL TIME) field on the AHC1 screen in the “minutes per day” field.

    Note: The county/tribal nation also can find the total time in the person’s assessment results. The county/tribal nation may need to convert hours into minutes.

    4. Selects the enhanced rate checkbox, if applicable.

    5. Enters the dates in the start date (START DT) and end date (END DT) fields on the person’s personal care (T1019) line. If the person does not have a personal care (T1019) line, the county/tribal nation enters the dates in the start date (START DT) and end date (END DT) fields on the person’s goods and services (T5999) line.

    Note: The person’s start date varies based on their circumstances:

  • · For a person who currently receives PCA or CSG services, the start date is the date immediately following the end date of their six-month PCA/CSG service authorization or the date the county/tribal nation approved the CFSS service delivery plan.
  • · For a person who does not currently receive PCA or CSG services, the start date is the date the county/tribal nation approved the CFSS service delivery plan.
  • 6. Enters the amounts listed in the person’s approved CFSS service delivery plan for goods and services, PERS and failed back background study, if applicable.

    7. Presses calculate.

    8. Uses the calculator to complete Lead agency addendum to CFSS Individual Service Delivery Plan, DHS-6893W.

    9. Enters the amounts listed on DHS-6893W into MMIS for each service the person will use.

    10. Enters a worker supervision/training (S5116) line if the person has a personal care (T1019) line. For more information, refer to ASA3 screen for worker supervision/training line (PCA: T1019 – UA; CFSS: S5116).

    11. Enters a consultation services line with six units if the person currently uses PCA or CSG.

    12. Authorizes services and sends a copy of the approved service delivery plan and Lead agency addendum to CFSS Individual Service Delivery Plan, DHS-6893W to:

  • · Person receiving CFSS services.
  • · CFSS provider agency (if applicable).
  • · FMS provider (if applicable).
  • 13. Uploads CFSS Individual Service Delivery Plan, DHS-6893P and Lead agency addendum to CFSS Individual Service Delivery Plan, DHS-6893W to the person’s record in MnCHOICES.

    Note: The person does not need to sign the CFSS service delivery plan again after the county/tribal nation makes these changes.

    Resolving exception codes

    If the total for the person’s personal care services, goods and services, PERS, FMS provider fee and failed background study lines exceeds the person’s total eligible units/dollars, MMIS posts an exception code the county/tribal nation must resolve. To resolve the exception code, the county/tribal nation:

    1. Confirms they entered the correct numbers for the person’s goods and services, PERS, FMS provider fee and failed background study lines. The county/tribal nation compares their entries on the ASA3 screen with the numbers in the person’s approved CFSS Individual Service Delivery Plan, DHS-6893P.

    2. Confirms they correctly calculated the person’s total eligible units/dollars. The county/tribal nation uses the applicable DHS calculator or performs the calculations described in the next section.

    3. Uses the Service Agreement and Screening Document (SASD) Support Team Portal, DHS-3754 to contact DHS if they think MMIS made an error.

    How to calculate CFSS-specific costs

    CFSS agency model without goods, services or PERS

    The county/tribal nation does not need to calculate any CFSS-specific costs for a person who uses the CFSS agency model and does not purchase goods, services or PERS.

    CFSS agency model with goods, services and/or PERS

    To calculate the units available for personal care, the county/tribal nation:

    1. Divides the total cost of the person’s goods, services and PERS by the current rate listed on DHS – CFSS codes and rates:

  • · For a person not eligible for the enhanced rate, use the current state-set non-enhanced rate.
  • · For a person eligible for the enhanced rate, use the current state-set enhanced rate.
  • 2. Subtracts the result in step 1 from the total units the person will use.

    CFSS budget model

    To calculate the person’s total budget, the county/tribal nation multiplies the units the person will use by the current rate listed on DHS – CFSS codes and rates:

  • · For a person not eligible for the enhanced rate, use the current state-set non-enhanced rate.
  • · For a person eligible for the enhanced rate, use the current state-set enhanced rate.
  • Additional resources

    CFSS Manual – Transition from PCA and CSG to CFSS
    CFSS Manual – Extended PCA/CFSS services
    DSD MMIS Reference Guide – MMIS transition from PCA and CSG to CFSS
    DSD MMIS Reference Guide – ASA3 screen for CFSS failed background studies (T2040 – UB, UA and U6)
    DSD MMIS Reference Guide – ASA3 screen for FMS provider fees (T2040 – UB and UA)
    DSD MMIS Reference Guide – ASA3 screen for PERS (S5160, S5161, S5162)
    DSD MMIS Reference Guide – ASA3 screen for goods and services (T5999)
    DSD MMIS Reference Guide – ASA3 screen for consultation services (T1023)
    DSD MMIS Reference Guide – ASA3 screen for worker supervision/training (PCA: T1019 – UA; CFSS: S5116)
    DSD MMIS Reference Guide – ASA3 screen for personal care services (T1019)
    DSD MMIS Reference Guide – ASA3 screen for a person on MRRP
    DSD MMIS Reference Guide – Notice of termination, denial or reduction of PCA/CFSS services
    DSD MMIS Reference Guide – 45-Day temporary increase of PCA/CFSS services
    DSD MMIS Reference Guide – AHC1 screen for PCA/CFSS
    DSD MMIS Reference Guide – AHC2 screen for PCA/CFSS
    CFSS Individual Service Delivery Plan, DHS-6893P
    Lead agency addendum to CFSS Individual Service Delivery Plan, DHS-6893W
    DHS CFSS agency model calculator
    DHS – CFSS codes and rates
    SASD Support Team Portal, DHS-3754

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