Minnesota Minnesota

Community-Based Services Manual (CBSM)

Community-Based Services Manual (CBSM)


Waiver/AC reimbursement for unforeseen circumstances

Page posted: 11/28/17

Page reviewed: 2/12/25

Page updated: 2/12/25

Legal authority

Federally approved BI, CAC, CADI, DD and EW waiver plans, federally approved AC 1115 demonstration

Definitions

Institution: For the purposes of this policy, an institution is a:

  • · Nursing facility (NF).
  • · Hospital.
  • · Intermediate care facility for persons with developmental disabilities (ICF/DD).
  • · Institution for mental disease (IMD).
  • Unforeseen circumstance: For the purposes of this policy, an unforeseen circumstance is a death or a significant change in condition that occurs after the county/tribal nation completed a MnCHOICES assessment and expected the person to enroll in one of the following programs:

  • · Alternative Care (AC).
  • · Brain Injury (BI) Waiver.
  • · Community Access for Disability Inclusion (CADI) Waiver.
  • · Community Alternative Care (CAC) Waiver.
  • · Developmental Disabilities (DD) Waiver.
  • · Elderly Waiver (EW).
  • Overview

    When the county/tribal nation determines a person is eligible for a waiver/AC program and expects them to be discharged from an institution, the county/tribal nation may approve the following services before the expected discharge:

  • · Assistive technology (DD).
  • · Environmental accessibility adaptations (AC, BI, CAC, CADI, DD and EW).
  • · Transitional services (BI, CAC, CADI and DD).
  • · Transitional services (AC and EW).
  • These services must be necessary for the person to return to the community.

    If an unforeseen circumstance prevents the person from enrolling in the waiver/AC program, the county/tribal nation may request reimbursement from DHS for expense(s) incurred in anticipation of the person’s enrollment.

    Eligibility

    The county/tribal nation may request reimbursement if all of the following are true:

  • · They determine the person to be eligible for and expect them to enroll in AC, BI, CAC, CADI, DD or EW.
  • · They expect the person to be discharged from an institution, but the person was not discharged due to an unforeseen circumstance.
  • · The person does not enroll in AC, BI, CAC, CADI, DD or EW.
  • Note: When a person enrolled in AC/EW exits AC/EW before the end of the service agreement, an exception process may allow the county/tribal nation to authorize payment for outstanding expenses. For more information, refer to the case mix budget exceptions section of CBSM – AC and EW budgets and case mix caps.

    Process

    Timeline

    The county/tribal nation can request reimbursement up to 12 months after they incurred an expense.

    Request

    To request reimbursement, the county/tribal nation must submit the following to DHS before the 12-month period ends:

  • · Reimbursement Request for Unforeseen Circumstances, DHS-5504 (PDF).
  • · Original receipts or invoices for the work completed.
  • Managed care organizations (MCOs)

    An MCO cannot request reimbursement from DHS for unforeseen circumstances. If the person is/was enrolled in Minnesota Senior Care Plus (MSC+) or Minnesota Senior Health Options (MSHO), the case manager should contact the MCO about the procedures it needs to follow for reimbursement.

    Additional resources

    CBSM – Assistive technology
    CBSM – Environmental accessibility adaptations
    CBSM – Transitional services – BI, CAC, CADI and DD
    CBSM – Transitional services – AC and EW
    CBSM – AC and EW budgets and case mix caps

    Report this page